Home » Louisville investment advisor adds Los Angeles-based wealth management firm

Louisville investment advisor adds Los Angeles-based wealth management firm

Heather Castle
Heather Castle

Joins Private Client Services

LOUISVILLE, Ky. (April 7, 2016) —Broker/dealer and registered investment advisor Private Client Services (PCS) has added Castle Wealth Advisors, a Los Angeles-based wealth management firm, to its broker/dealer platform.

Castle Wealth founder and CEO Heather Castle, CFP, ChFC, AIF, a ten-year industry veteran, recently launched the independent financial advisory firm.

“Breaking away from a wire house takes a lot of work to do it right,” she said. “We needed an easy to work with, experienced, and reputable broker dealer that is friendly to RIAs. Equally as important, we wanted a broker dealer who is committed to working with independent advisors to help them build their practices. PCS is the perfect fit for us.”

Castle is a graduate of the University of Alabama and also serves clients in her hometown of Birmingham as well as Tuscaloosa. Tiffany Le, co-owner and COO, is a graduate of UCLA and most recently worked at Stifel Nicolaus & Company.

“We are pleased to welcome Heather and Tiffany to PCS. Our presence on the West Coast continues to grow,” said Ernest Sampson, CEO of PCS. “And there is no better way to grow than by affiliating with advisors who are aligned with our values and are focused on their client’s best interests.”

Before founding Castle Financial Advisors, Castle held advisor positions with Stifel Nicolaus & Company and Morgan Keegan & Company as well as working at Fidelity Brokerage Services, LLC.